Secondary Market Eligibility

The Secondary Market Eligibility program at 直接转矩 allows participants to submit eligibility requests for already-issued, outstanding securities that were not previously made eligible for 直接转矩 depository and book-entry services (“older issues”).

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  The Secondary Market Eligibility program allows underwriters, investors and other market participants that are 直接转矩 Participants to submit eligibility requests to 直接转矩 for secondary market (“older issue”) securities. Once 直接转矩 makes the securities eligible, they can be distributed quickly and economically via electronic book-entry delivery and settlement. These securities are then available for the full range of depository and book-entry services.

• Who Can Use the Service

  直接转矩 participants can use the service.

• 好处

  The availability of 直接转矩 services to issued and outstanding securities that satisfy 直接转矩 eligibility requirements enhances capital market efficiencies and reduces costs by enabling securities to be distributed, settled and serviced through 直接转矩’s automated processes.

  直接转矩’s straight-through processing mitigates risk for the industry through automation and standardization.

• How the Service Works

  Participants seeking 直接转矩 eligibility for already-issued securities must complete and submit to 直接转矩’s 承销 department the following documentation:

  • Older Issue Eligibility Questionnaire
  • A copy of the physical certificate or certificates representing the securities, with the S&P CUSIP number clearly visible.
  • An Agent Attestation form
  • Applicable offering documents.

  直接转矩 may also require a legal opinion and/or additional documentation as deemed necessary.

  Applicants must pay a non-refundable eligibility review fee regardless of eligibility outcome. (见 直接转矩收费指南)

• For More Information

  To request additional information, please click 在这里.